In 2022, there are a total of 12,202 companies in the list of innovative small and medium-sized enterprises in Shenzhen, and they have successfully entered the publicity period! ! In 2022, Shenzhen Specialized, Special and New Small and Medium-sized Enterprises will be declared soon! Shenkexin sorts out the latest certification standards and material list for everyone. If you intend to declare, you can prepare in advance:
Shenzhen Specialized, Specialized and New Small and Medium-sized Enterprises Certification Standard
Recognition conditions:
Meeting the following four conditions at the same time is deemed to meet the qualification conditions:
(1) Engaged in specific market segments for more than 2 years.
(2) The total research and development expenses in the previous year were not less than 1 million yuan, and accounted for not less than 3% of the total operating income.
(3) The total operating income of the previous year was more than 10 million yuan, or the total operating income of the previous year was less than 10 million yuan, but the total amount of new equity financing (paid by qualified institutional investors) in the past two years reached more than 20 million yuan.
(4) The evaluation score reaches 60 points or above or meets one of the following conditions:
1. Have won provincial science and technology awards in the past three years, and ranked among the top three award-winning units; or have won national science and technology awards, and ranked among the top five award-winning units.
2. The average total R&D expenditure in the past two years is more than 10 million yuan.
3. The total amount of new equity financing (pay-in amount of qualified institutional investors) in the past two years is more than 60 million yuan.
4. In the past three years, it has entered the list of the top 500 enterprises in the "Maker China" SME Innovation and Entrepreneurship Competition.
Evaluation indicators:
It includes thirteen indicators in four categories: specialization, refinement, specialization and innovation ability. The evaluation results are calculated according to the score value, and the full score is 100 points.
(1) Specialization indicators (full score: 25 points)
1. Proportion of total main business income to total operating income in the previous year (full score: 5 points)
A. More than 80% (5 points)
B. 70%-80% (3 points)
C. 60%-70% (1 point)
D. Below 60% (0 points)
2. The average growth rate of main business income in the past two years (full score: 10 points)
A. More than 10% (10 points)
B. 8%-10% (8 points)
C. 6%-8% (6 points)
D. 4%-6% (4 points)
E. 0%-4% (2 points)
F. Below 0% (0 points)
3. The number of years engaged in a specific market segment (full score: 5 points) will get 1 point for every two years, and the maximum score will not exceed 5 points.
4. The field situation of leading products (full score is 5 points)
A. Achieve practical results in key links and key areas of the industrial chain and supply chain by "filling in the gaps", "forging long boards" and "filling in the gaps" (5 points)
B. It belongs to the field of "six bases" of industry, the list of China's time-honored brands, or a key leading enterprise in the key industrial chain of leading products and services of the enterprise (3 points)
C. Not one of the above (0 points)
(2) Refined indicators (full score: 25 points)
5. Digital level (full score 5 points)
A. Level 3 or above (5 points)
B. Level 2 (3 points)
C. Level 1 (0 points)
6. Quality management level (add 3 points for each item that is met, and the maximum is no more than 5 points)
A. Obtained the honor of quality award above the provincial level
B. Establish a quality management system and obtain ISO9001 and other quality management system certifications
C. Own your own brand
D. Participate in the formulation and revision of standards
7. Last year's net profit margin (full score: 10)
A. More than 10% (10 points)
B. 8%-10% (8 points)
C. 6%-8% (6 points)
D. 4%-6% (4 points)
E. 2%-4% (2 points)
F. Below 2% (0 points)
8. Last year's asset-liability ratio (full score 5 points)
A. Below 50% (5 points)
B. 50%-60% (3 points)
C. 60%-70% (1 point)
D. Above 70% (0 points)
(3) Characteristic indicators (full score: 15 points)
9. Comply with Shenzhen's industrial development positioning and market subject cultivation system (full score 5 points)
A. Belongs to the classification of 20 strategic emerging industry clusters in Shenzhen (3 points)
B. Belonging to the "four top" enterprises in the warehouse (2 points)
C. Does not belong to the above situation (0 points)
10. Enterprise R&D innovation level (full score: 10 points)
A. Obtain honors such as National High-tech Enterprise, National Technological Innovation Demonstration Enterprise, National Intellectual Property Advantage Enterprise and Intellectual Property Demonstration Enterprise (all within the validity period) (2 points)
B. Possess a recognized research and development institution above the municipal level (2 points)
C. At least one product is identified as the first (set), first batch (times) or first edition (times) above the municipal level (2 points)
D. Included in the national green manufacturing list (except for green parks) (2 points)
E. In the past three years, entered the China (Shenzhen) Innovation and Entrepreneurship Competition Industry Final Winner List (2 points)
(4) Innovation ability index (full score: 35 points)
11. The number of effective intellectual property rights related to the company's leading products (full score: 10 points)
A. One or more Type I high-value intellectual property rights (10 points)
B. Independent research and development of more than one category I intellectual property rights (8 points)
C. One or more category I intellectual property rights (6 points)
D. One or more category II intellectual property rights (2 points)
E. None (0 points)
12. Last year's research and development expenses (full score: 10 points)
A. The total R&D expenses are more than 5 million yuan or the total R&D expenses account for more than 10% of the total operating income (10 points)
B. The total R&D expenses are 4-5 million yuan or the total R&D expenses account for 8%-10% of the total operating income (8 points)
C. The total R&D expenses are 3-4 million yuan or the total R&D expenses account for 6%-8% of the total operating income (6 points)
D. The total R&D expenses are 2-3 million yuan or the total R&D expenses account for 4%-6% of the total operating income (4 points)
E. The total R&D expenses are 1-2 million yuan or the total R&D expenses account for 3%-4% of the total operating income (2 points)
F. Not one of the above (0 points)
13. Proportion of R&D personnel in the previous year (full score 5 points)
A. More than 20% (5 points)
B. 10%-20% (3 points)
C. 5%-10% (1 point)
D. Below 5% (0 points)
14. Establish the level of R&D institutions (full score: 10 points)
A. National level (10 points)
B. Provincial (8 points)
C. Municipal (4 points)
D. Below the municipal level (2 points)
E. No R&D institution established (0 points)
2. Material list
1. Scanned copy of "Application Form for Specialized, Specialized and New SMEs" (download and print after filling in the cultivation platform, the relevant data must be consistent with the application system of the cultivation platform, signed by the legal representative in the "declaration of authenticity", and stamped with the official seal on the cover);
2. A copy of the business license of the enterprise;
3. Financial audit report for 2020-2021 (only the following four parts need to be provided in the audit report: ①The home page of the audit report with anti-counterfeiting code, ②Balance sheet, ③Income statement, ④In the notes to the audit report about the main business income, other business income, and R&D expenses. If the company has R&D expenses but is not reflected in the audit report, a special R&D audit report can be provided; each page of the audit report needs to be signed by an accounting firm);
4. If the total operating income in 2021 is less than 10 million yuan, supporting materials must be provided to prove that the total amount of newly added equity financing (paid-in amount of qualified institutional investors) reaches more than 20 million yuan in 2020-2021, including bank receipt vouchers or financing reports (optional) (certificating materials for qualified institutional investors are also provided); http://www.credititchina.gov.cn/downloaded credit information report of the declared enterprise
) ;
6. Explanatory materials for the field to which the leading product belongs, specifically including the actual results achieved in the key links and key areas of the industrial chain supply chain, "making up for shortcomings", "forging long plates" and "filling in the blanks" or belonging to the field of the "six basics" of industry, the list of Chinese time-honored brands, or key leading enterprises in the key industrial chain of leading products and services of enterprises (within 200 words);
7. Proof materials for digital proficiency test results, providing screenshots of digital proficiency test results on the gradient cultivation platform for high-quality small and medium-sized enterprises;
8. A copy of the honorary certificate of the quality award above the provincial level;
9. The quality management system certification obtained, and a copy of the corresponding certificate;
10. Self-owned brand supporting materials (registered trademarks or other related materials);
11. Supporting materials for participating in the formulation and revision of standards;
12. Explanatory materials for key industries in Shenzhen (whether they belong to the classification of 20 strategic emerging industry clusters in Shenzhen, within 200 words);
13. Certificates or relevant certification materials for obtaining national high-tech enterprises, national technological innovation demonstration enterprises, national intellectual property advantages enterprises and intellectual property demonstration enterprises (all within the validity period);
14. In the past three years, it has been approved to establish a manufacturing innovation center above the municipal level and take the lead in undertaking scientific and technological planning projects above the municipal level.
15. Evidence materials for the first (set), first batch (time) or first edition (time) above the municipal level;
16. Evidence for inclusion in the national green manufacturing list;
17. Evidence of the winners of the China (Shenzhen) Innovation and Entrepreneurship Competition Industry Finals in the past three years;
18. Proof of domestic segmented market share (can be proved by self-certification);
19. A copy of the intellectual property certificate (both the first page and the second page are provided);
20. Proof of the number of people paying social security at the end of December 2021;
21. Explanatory materials for the proportion of R&D personnel;
22. Supporting materials for the establishment of R&D institutions.