Detailed Explanation of Java Multithreaded Concurrent CAS Technology

1. CAS concept and application background

The role and use of CAS

CAS (Compare and Swap) is a technology commonly used in concurrent programming to solve concurrent access problems in a multi-threaded environment. The CAS operation is an atomic operation, which can provide thread safety and avoid the performance overhead caused by using the traditional lock mechanism.

  1. Realize thread-safe concurrency control: CAS operations can ensure atomic read and write operations on shared data in a multi-threaded environment, thereby avoiding data inconsistency problems that may be caused by concurrent access by multiple threads. It provides a hardware-based concurrency control mechanism.

  2. Improve performance and scalability: Compared with traditional locking mechanisms, CAS operations do not need to block threads or switch contexts, because it is an optimistic locking mechanism. This enables CAS to have better performance and scalability in high-concurrency scenarios, especially for fine-grained concurrency control.

  3. Solve the ABA problem: The CAS operation uses the expected value to judge whether the shared data has been modified, but it cannot detect that the shared data has undergone multiple modifications during the operation, and then returns to the expected value, that is, the ABA problem. To solve the ABA problem, techniques such as version numbers, citation updates, etc. can be used.

  4. Support for lock-free algorithms: CAS operations can be used to implement some lock-free algorithms, such as non-blocking data structures and concurrent containers. The lock-free algorithm can avoid competition and blocking among threads, and improve the throughput and efficiency of the program.

  5. Application in concurrent data structures: CAS operations are widely used in concurrent data structures, such as high-performance queues, counters, hash tables, etc. It can guarantee the consistency and correctness when multiple threads read and write shared data at the same time.

Shared data problem in multi-threaded environment

In a multi-threaded environment, shared data issues refer to data inconsistencies, race conditions, and concurrency security problems that may be caused when multiple threads access and modify shared variables at the same time. These problems arise due to concurrent execution of multiple threads and unpredictable scheduling.

  1. Data Race: When multiple threads read and write shared variables at the same time, if there is no suitable synchronization mechanism to ensure mutual exclusive access between threads, data competition will occur. Data races may lead to uncertain results, because the execution order of threads is uncertain, and the read and write operations of each thread may be intertwined, resulting in inconsistent final results.

  2. Race Condition: A race condition means that multiple threads depend on a shared resource, and the execution order of the threads will affect the final result. When multiple threads read and write shared resources at the same time, incorrect results may be caused due to the uncertainty of the execution order. For example, if two threads simultaneously read and increment a counter, the final count may be less than expected due to a race condition.

  3. Lack of Atomicity: Some operations involve multiple steps, such as reading a shared variable, doing some computation, and then writing back the result. In a multithreaded environment, if these operations are not performed atomically, unexpected results may result. For example, two threads simultaneously read and increment a counter, but due to the lack of atomicity, the final count may be incorrect.

  4. Visibility Problem (Visibility Problem): The visibility problem means that when a thread modifies the value of a shared variable, other threads may not be able to see the modification immediately. This is because the thread keeps a copy of the shared variable in its own working memory during execution, and does not directly read the value in main memory. Without proper synchronization mechanisms to ensure the visibility of shared variables, other threads may continue to use expired old values, resulting in data inconsistencies.

In order to solve these shared data problems, it is necessary to take appropriate concurrency control measures, such as using locks, synchronizers, atomic operations, and lock-free algorithms. These mechanisms can guarantee mutual exclusive access between threads, correct execution order and visibility, so as to avoid shared data problems.

Two, the basic principle of CAS

How CAS implements atomic operations by comparing and exchanging values ​​in memory

CAS (Compare and Swap) is an atomic operation based on the hardware level, which is implemented by comparing whether the value in memory is equal to the expected value. CAS operation contains three parameters: memory address (or reference), expected value and new value. The execution process of CAS is as follows:

  1. Comparison: First, CAS reads the current value of the specified address in memory and compares it with the expected value.

  2. Judgment: If the current value is equal to the expected value, it means that the value of the memory location has not been modified by other threads, and subsequent operations can be performed.

  3. Exchange: In the judgment phase, if the current value is not equal to the expected value, it means that other threads have modified the memory location. At this time, the CAS operation does not directly modify the value in the memory, but writes the new value into the memory, and returns the current value read at the same time.

  4. Return result: Unlike traditional read and write operations, CAS operations will return the current value read. By checking whether the returned value is equal to the expected value, it can be judged whether the CAS operation is successfully executed.

The key to the CAS operation is that it is an atomic operation, that is, the entire comparison and exchange process will not be interrupted by other threads. This is supported by the underlying hardware and is typically implemented using the processor's atomic instructions. The atomicity of CAS operation ensures that it will not be interfered by other threads, thereby avoiding data competition and concurrent access problems.

A simple example of CAS:

Suppose there are two threads doing the following concurrently:

Thread 1: Perform a CAS operation to modify the value at address A from "10" to "20".

Thread 2: At the same time, the CAS operation is also performed, trying to modify the value at address A from "10" to "30".

If thread 1 performs the CAS operation first, it will successfully modify the value at address A from "10" to "20" and return the current value "10" it read. When thread 2 executes the CAS operation, it finds that the current value is not equal to the expected value, indicating that other threads have modified the value, so the CAS operation fails, and the value in the memory will not be modified, and the read current value will be returned. Value "20". In this way, the CAS operation ensures that only one thread can successfully modify the value of the shared variable, avoiding data races and inconsistencies.

It should be noted that CAS operations cannot solve all concurrency problems, such as ABA problems. In order to solve this kind of problem, technologies such as version number and reference update can be used in combination, and in actual application, it should be used reasonably and cooperate with other synchronization mechanisms according to the specific situation.

Differences and advantages between traditional lock mechanism and CAS

The traditional lock mechanism and CAS (Compare and Swap) are two different concurrency control mechanisms. They have some differences and their own advantages in implementing atomic operations and solving shared data problems.

  1. the difference:

    • Granularity: Traditional locking mechanisms are usually based on mutexes or semaphores, which need to wrap code blocks or resources in the critical area of ​​the lock, so as to ensure that only one thread can access shared resources at the same time. The CAS operation is based on the atomic instructions provided by the hardware, which can perform atomic operations on a single variable.
    • Blocking: In the traditional lock mechanism, when a thread acquires a lock, other threads must wait for the thread to release the lock before they can access shared resources, which will cause other threads to block. The CAS operation is non-blocking, and concurrent threads can try to perform CAS operations at the same time without waiting for other threads to complete.
    • Conflict detection: The traditional lock mechanism uses mutual exclusion to prevent multiple threads from accessing shared resources at the same time, which requires system call support provided by the operating system. The CAS operation detects conflicts by comparing and exchanging at the hardware level, and does not depend on the support of the operating system.
  2. Advantage:

    • Reduce thread switching overhead: Since CAS operations are non-blocking, threads can directly try to perform CAS operations without entering a blocked state and performing thread switching. In contrast, the traditional locking mechanism may cause frequent thread switching when the concurrency is high, increasing system overhead.
    • Avoid deadlock: When the traditional lock mechanism is used improperly, it is easy to cause deadlock problem, that is, multiple threads wait for each other to release the lock in a loop and cannot continue to execute. The CAS operation does not have the concept of a lock, and there will be no deadlock problem.
    • Fine-grained control: CAS operations can implement atomic operations on a single variable, and can be synchronized at a finer-grained level to avoid locking entire code blocks or resources. This improves concurrency performance and reduces unnecessary mutexes.

However, CAS operations also have some limitations and applicable scenarios:

  • ABA problem: The CAS operation cannot solve the ABA problem, that is, a value undergoes a cycle of modification, and finally returns to the original value, which may lead to some unexpected results. To solve the ABA problem, techniques such as version numbers, citation updates, etc. can be used.
  • Applicability: CAS operations are more suitable for scenarios where atomic operations are performed on a single variable, but not for scenarios that require multiple variables or complex operation sequences.
  • Hardware support: CAS operations depend on the atomic instructions provided by the underlying hardware, and different hardware platforms have different levels of support for CAS operations.

3. CAS operation in Java

Package in Java java.util.concurrent.atomicthat provides classes for atomic operations

java.util.concurrent.atomicThe package is a package used to implement atomic operations in Java. It provides a set of atomic classes that can perform thread-safe atomic operations in a multi-threaded environment. These atomic classes use the underlying hardware support or lock mechanism to ensure the atomicity of operations, avoiding the overhead and deadlock problems of traditional lock mechanisms.

The following are java.util.concurrent.atomiccommonly used atomic classes in the package:

  1. AtomicBoolean: Provides atomic boolean operations across multiple threads. The commonly used methods are get(), set(), and compareAndSet()so on.
  2. AtomicInteger: Provides atomic integer operations across multiple threads. The commonly used methods are get(), set(), incrementAndGet(), and compareAndSet()so on.
  3. AtomicLong: Provides atomic long integer operations across multiple threads. The commonly used methods are get(), set(), incrementAndGet(), and compareAndSet()so on.
  4. AtomicReference: Provides atomic reference operations between multiple threads, which can be used to ensure atomic updates of objects. The commonly used methods are get(), set(), and compareAndSet()so on.
  5. AtomicIntegerArray: Provides atomic integer array operations across multiple threads. Can be used to atomically update the elements of an array. The commonly used methods are get(), set(), getAndSet(), and compareAndSet()so on.
  6. AtomicLongArray: Provides atomic long integer array operations across multiple threads. Can be used to atomically update the elements of an array. The commonly used methods are get(), set(), getAndSet(), and compareAndSet()so on.
  7. AtomicReferenceArray: Provides atomic reference array operations across multiple threads. Can be used to atomically update the elements of an array. The commonly used methods are get(), set(), getAndSet(), and compareAndSet()so on.

These atomic classes provide a series of atomic operation methods, which can ensure the atomicity and visibility of operations on shared variables in a multi-threaded environment. By using these atomic classes, you can avoid using an explicit lock mechanism, reduce thread switching and synchronization overhead, and improve concurrency performance.

It should be noted that although these atomic classes provide thread-safe methods, in some cases, additional synchronization measures are still required to ensure consistency. For example, when multiple atomic operations need to be combined into a compound operation, it may be necessary to use locks or other synchronization mechanisms to ensure the atomicity of the operations.

AtomicIntegerThe basic syntax and usage of CAS operations such as atomic classes

  1. create AtomicIntegerobject:

    AtomicInteger atomicInteger = new AtomicInteger();
    
  2. Common methods:

    • get(): Get the current value.
    • set(int newValue): Set a new value.
    • getAndSet(int newValue): Set the new value and return the old value.
    • incrementAndGet(): Auto-increment and return the value after auto-increment.
    • decrementAndGet(): Decrement and return the value after decrement.
    • getAndIncrement(): Return the current value and increment it.
    • getAndDecrement(): Return the current value and decrement it.
    • compareAndSet(int expect, int update): If the current value is equal to the desired value expect, update it update. This method returns a Boolean value indicating whether the operation was successful.

Here is a simple example:

import java.util.concurrent.atomic.AtomicInteger;

public class MultiThreadExample {
    
    
    private static final int NUM_THREADS = 5;
    private static AtomicInteger counter = new AtomicInteger();

    public static void main(String[] args) {
    
    
        // 创建并启动多个线程
        for (int i = 0; i < NUM_THREADS; i++) {
    
    
            Thread thread = new Thread(new CounterRunnable());
            thread.start();
        }
    }

    static class CounterRunnable implements Runnable {
    
    
        @Override
        public void run() {
    
    
            // 对共享计数器进行增加操作
            int newValue = counter.incrementAndGet();

            // 打印当前线程名称和增加后的值
            System.out.println("Thread " + Thread.currentThread().getName() + ": Counter value = " + newValue);
        }
    }
}

In the above example, we created a MultiThreadExamplemain class called . It defines a constant NUM_THREADSrepresenting the number of threads to be created, and an AtomicIntegerobject counteras a shared counter.

In mainthe method, we use a loop to create NUM_THREADSthreads, and Threadbind each thread to a custom CounterRunnableinstance through the class. Then, start()each thread is started by calling a method.

CounterRunnableIs an internal class that implements Runnablethe interface, representing the tasks to be performed by each thread. In runthe method, the thread atomically increments the shared counter counterusing incrementAndGet()the method and stores the incremented value in a local variable newValue. Then, it shows the execution of each thread by printing the name of the current thread and the incremented value.

When you run this example, you'll see each thread output a message showing the thread name and the incremented counter value. Because of AtomicIntegerthe atomicity of the increment operation, there will be no race conditions or data inconsistencies.

Note that the output may vary each time the example is run because the thread startup order and scheduling are non-deterministic. This reflects the disorder and randomness of multi-threaded concurrent operations.

4. ABA problems and solutions:

What is an ABA question

The ABA problem refers to that in concurrent programming, when a shared variable changes from the initial value A to B through a series of operations and then returns to A again, if other threads read and modify the shared variable during this period, it may cause Some unexpected results.

In simple terms, the problem with ABA is that it cannot distinguish whether the value of a shared variable has been modified by other threads in the meantime. Although the value of the variable returns to the initial state A, there may be interference operations from other threads in the middle of the process.

Let's illustrate the ABA problem with a specific example:

Assume that two threads T1 and T2 operate on a shared variable X at the same time. In the initial state, the value of X is A. The operation is as follows:

  1. T1 changes the value of X from A to B.
  2. T1 changes the value of X from B to A.
  3. T2 reads that the value of X is A, and does some operations.
  4. After the above process ends, T1 reads that the value of X is A again.

In this process, T1 changes the value of variable X from A to B and back to A, but T2 reads A in the middle stage, and then performs some operations. In this case, T2 may not be aware that variable X has changed during the process, leading to unexpected results.

ABA problems are common in concurrent programs that use atomic operations such as CAS (Compare and Swap). The CAS operation will first compare whether the value of the shared variable is the expected value, and if so, perform an update operation. But for the ABA problem, even if the CAS operation is successful, it is impossible to perceive whether other threads have modified the shared variable in the middle.

Use version numbers, reference updates, etc. to solve ABA problems

  1. Using version numbers: Using version numbers is a common solution to ABA problems. Each shared variable is associated with a version number, which is incremented when the variable is updated. Before operating, first obtain the current version number, then perform the operation, and finally compare the version numbers again, only when the version numbers are consistent can the operation be performed.

    The class in Java AtomicStampedReferenceprovides support for the version number, and the reference value and the version number will be updated at the same time during the update operation. getStamp()Obtain the current version number through the method, getReference()and obtain the value of the current shared variable through the method. Use compareAndSet()the method to perform atomic update operations, where the version number is one of the expected values, to ensure that the shared variable can still be correctly judged after the ABA operation has occurred. If the version numbers are inconsistent, it means that the shared variable has been updated during the operation, and there may be an ABA problem.

  2. Updates using references: In addition to using version numbers, another way to solve the ABA problem is to use updates of references. Before operating, get the current reference value and save it. Then operate, and check whether the reference value is consistent with the previously saved value when updating, and only if it is consistent can the update be performed. This prevents interfering operations from other threads from occurring during the operation.

    Classes in Java AtomicReferenceprovide atomic update operations on references. get()Obtain the value of the current shared variable through the method, and use compareAndSet()the method to perform an atomic update operation, and the update can only be performed when the reference value is consistent. If the reference values ​​are inconsistent, it means that the shared variable has been updated during the operation, and there may be an ABA problem.

It should be noted that using methods such as version numbers and reference updates can solve the ABA problem in most cases, but not all cases. In practical applications, it is necessary to choose an appropriate solution according to specific problems and needs.

In addition, in order to better prevent and solve ABA problems, the following points can also be considered:

  • Use more complex data structures or algorithms: In some specific scenarios, more complex data structures or algorithms can be used to avoid ABA problems, such as using time stamped or lock-free data structures.
  • Reasonable design of synchronization mechanism: In a multi-threaded environment, through reasonable design of synchronization mechanism, such as lock mechanism or atomic operation, the occurrence of concurrency conflicts and ABA problems can be reduced.
  • Optimize business logic: Sometimes, some potential ABA problems can be avoided by optimizing business logic and reducing modification and read operations on shared variables.

Here is a simple example:

import java.util.concurrent.atomic.AtomicStampedReference;

public class ABASolutionExample {
    
    
    private static AtomicStampedReference<String> atomicRef = new AtomicStampedReference<>("A", 0);

    public static void main(String[] args) {
    
    
        // 线程1对共享变量进行更新操作,将其从A变为B再变回A
        Thread thread1 = new Thread(() -> {
    
    
            int stamp = atomicRef.getStamp();
            String value = atomicRef.getReference();

            // 更新共享变量为B
            atomicRef.compareAndSet(value, "B", stamp, stamp + 1);
            stamp++;
            value = atomicRef.getReference();

            // 更新共享变量为A
            atomicRef.compareAndSet(value, "A", stamp, stamp + 1);
        });

        // 线程2对共享变量进行判断和更新操作
        Thread thread2 = new Thread(() -> {
    
    
            int stamp = atomicRef.getStamp();
            String value = atomicRef.getReference();

            // 如果共享变量的值为A,则将其更新为C
            if (value.equals("A")) {
    
    
                atomicRef.compareAndSet(value, "C", stamp, stamp + 1);
            }
        });

        thread1.start();
        thread2.start();
    }
}

In the above example, we created an AtomicStampedReferenceinstance atomicRefto manage shared variables. Initially, the value of the shared variable is "A" and the version number is 0.

In mainthe method, we create two threads thread1and thread2. thread1Responsible for doing ABA operations on the shared variable, changing its value from "A" to "B" and back to "A" again. thread2Responsible for judging whether the value of the shared variable is "A", and if so, updating it to "C".

getStamp()Obtain the current version number through the method, getReference()and obtain the value of the current shared variable through the method. Use compareAndSet()the method to perform atomic update operations, where the version number is one of the expected values, to ensure that the shared variable can still be correctly judged after the ABA operation has occurred.

When running this example, thread1and thread2will execute concurrently, but due to the use of AtomicStampedReferencethe class to maintain the version number, it can correctly handle the ABA problem. thread2When comparing and updating shared variables, the version numbers will be compared at the same time to ensure that the shared variables can still be correctly judged after the ABA operation has occurred.

5. Use CAS for concurrency control

The concept and principle of using CAS to implement spin lock and lock-free algorithms

  1. Spin lock:
    spin lock is a lock strategy based on circular waiting. When a thread applies for a lock, if it finds that other threads already hold the lock, it will enter the busy waiting state, and will not release the CPU time slice, but will automatically Spin and wait until the lock is acquired. The core idea of ​​using CAS to implement spin locks is to compare and exchange a shared variable through atomic operations to determine whether the lock is successfully acquired.

    The basic principle is that the thread applying for the lock tries to change the state of the lock from the unlocked state to the locked state through the CAS operation. If the operation is successful, it means that the current thread has acquired the lock; otherwise, it means that the lock is already held by other threads, and the applying thread will Keep trying CAS operations until the lock is acquired.

    When using CAS to implement spin locks, you need to pay attention to the following points:

    • Memory visibility: Ensure that all threads can see the latest value of shared variables to avoid problems such as dirty reads and write overwrites.
    • Atomicity: CAS operations must be atomic and cannot be interrupted by other threads.
    • Number of spins: The number of spins needs to be controlled to avoid occupying CPU resources for a long time.
  2. Lock-free algorithm:
    Lock-free algorithm is a concurrent programming technique that does not need to use locks to achieve synchronization. It uses atomic operations or lock-free data structures to allow multiple threads to access shared data concurrently without mutual exclusion.

    The basic principle is that when multiple threads operate on shared data, atomic operations or lock-free data structures are used to avoid using traditional lock mechanisms. By using atomic operations such as CAS, data consistency and concurrency are guaranteed at the same time, without using mutexes to protect shared data. In the lock-free algorithm, there will be no thread blocking waiting for the lock to be released, and all threads can perform operations concurrently.

    The advantage of the lock-free algorithm is that it reduces the overhead caused by locks, improves concurrency performance, and reduces the possibility of deadlock and starvation problems. However, lock-free algorithms also bring additional complexity, requiring careful design and debugging of concurrent operations to ensure data consistency and security.

To sum up, using CAS to implement spin lock and lock-free algorithms is a method to achieve concurrent synchronization through atomic operations. Spin locks compete for locks by cyclically waiting until the lock is acquired; while lock-free algorithms use atomic operations or lock-free data structures to achieve concurrent access to shared data. These techniques can improve performance and throughput in a high-concurrency environment, and reduce the occurrence of deadlock and starvation problems.

Spinlock example
import java.util.concurrent.atomic.AtomicInteger;

public class SpinLock {
    
    
    private AtomicInteger state = new AtomicInteger(0); // 锁的状态,0表示未锁定,1表示锁定

    public void lock() {
    
    
        while (!state.compareAndSet(0, 1)) {
    
    
            // 自旋等待锁
        }
    }

    public void unlock() {
    
    
        state.set(0); // 释放锁
    }
}

In the above example, SpinLockthe class AtomicIntegerimplements a spinlock using. stateThe variable is used to represent the state of the lock, and the initial value is 0, which means the unlocked state.

In lock()methods, use compareAndSet()methods for atomic compare-and-exchange operations. If statethe value of is 0, update it to 1, indicating that the current thread has successfully acquired the lock. If compareAndSet()false is returned, it means that the lock is already held by other threads, and the current thread will wait in a loop until the lock is acquired.

In unlock()the method, set statethe value back to 0, indicating that the lock is released.

Example using this spinlock:

public class Example {
    
    
    private SpinLock spinLock = new SpinLock();
    private int count = 0;

    public void increment() {
    
    
        spinLock.lock(); // 获取锁
        try {
    
    
            count++; // 对共享变量进行操作
        } finally {
    
    
            spinLock.unlock(); // 释放锁
        }
    }

    public static void main(String[] args) {
    
    
        Example example = new Example();
        int numThreads = 10;
        Thread[] threads = new Thread[numThreads];

        for (int i = 0; i < numThreads; i++) {
    
    
            threads[i] = new Thread(() -> {
    
    
                for (int j = 0; j < 1000; j++) {
    
    
                    example.increment();
                }
            });
            threads[i].start();
        }

        // 等待所有线程执行完毕
        for (int i = 0; i < numThreads; i++) {
    
    
            try {
    
    
                threads[i].join();
            } catch (InterruptedException e) {
    
    
                e.printStackTrace();
            }
        }

        System.out.println("Count: " + example.count);
    }
}

In the above example, Examplethe class uses operations SpinLockto protect shared variables . count10 threads are created and countincremented 1000 times per thread pair. The last output countvalue.

This example shows how to use CAS to implement spin locks to protect shared data and ensure thread safety.

CAS lock-free algorithm example
import java.util.concurrent.atomic.AtomicInteger;

public class Counter {
    
    
    private AtomicInteger value = new AtomicInteger(0); // 共享计数器

    public void increment() {
    
    
        int currentValue;
        do {
    
    
            currentValue = value.get(); // 获取当前值
        } while (!value.compareAndSet(currentValue, currentValue + 1)); // CAS操作增加计数
    }

    public int getValue() {
    
    
        return value.get();
    }
}

In the example above, Counterthe class uses AtomicIntegera lock-free counter implemented. valueThe variable is a shared counter with an initial value of 0.

In increment()the method, using do-whilea loop construct, keep trying compareAndSet()to atomically update the value of the counter using the method. First get the current counter value, then use compareAndSet()the compare and exchange operation, if the current value is equal to the obtained value, then increase it by 1 and update the value of the counter. If compareAndSet()it returns false, it means that other threads have modified the value of the counter, and the current thread will repeat this process until it succeeds.

In getValue()the method, directly return the current value of the counter.

Example using this lock-free algorithm:

public class Example {
    
    
    private Counter counter = new Counter();

    public void execute() {
    
    
        for (int i = 0; i < 1000; i++) {
    
    
            counter.increment(); // 对计数器进行递增操作
        }
    }

    public static void main(String[] args) {
    
    
        Example example = new Example();
        int numThreads = 10;
        Thread[] threads = new Thread[numThreads];

        for (int i = 0; i < numThreads; i++) {
    
    
            threads[i] = new Thread(example::execute);
            threads[i].start();
        }

        // 等待所有线程执行完毕
        for (int i = 0; i < numThreads; i++) {
    
    
            try {
    
    
                threads[i].join();
            } catch (InterruptedException e) {
    
    
                e.printStackTrace();
            }
        }

        System.out.println("Value: " + example.counter.getValue());
    }
}

In the above example, Examplethe class used Counterto implement a lock-free counter. 10 threads are created, and each thread executes execute()the method, incrementing the counter 1000 times. Finally output the value of the counter.

This example shows how to use CAS to implement lock-free algorithms, avoid using traditional lock mechanisms, and improve concurrency performance and thread safety.

Differences in performance and scalability between CAS and traditional locks

  1. performance:

    • The CAS operation is an atomic operation and does not need to enter the kernel state, so its execution speed is faster than that of traditional locks. CAS uses atomic instructions at the hardware level, avoiding the overhead of thread context switching and kernel mode.
    • Traditional locks usually involve thread blocking and wake-up operations, which require threads to switch from user mode to kernel mode, which is expensive. When threads are highly contended, frequent locking and unlocking operations can lead to performance degradation.
  2. Scalability:

    • CAS operation is a form of optimistic concurrency control, which does not require exclusive access to shared resources, so it has good scalability. Multiple threads can read or attempt to update the value of a shared variable concurrently without blocking each other.
    • Traditional locks block the access of other threads while a thread holds the lock, which can lead to contention and contention among threads, affecting scalability. If you use locks with too large granularity or hot data access, it will limit concurrency and reduce the scalability of the system.

However, CAS also has some limitations and applicable conditions:

  • The CAS operation can guarantee atomicity, but it cannot solve the ABA problem (a value first changes to A, and then changes back to the original A, so this change may not be recognized during the CAS check). To solve the ABA problem, CAS with version number or timestamp can be used.
  • CAS operations are suitable for use in highly competitive situations. When competition is not intense, traditional locks can be used to handle them better.
  • CAS operations can only perform atomic operations on a single variable, and complex synchronization requirements cannot be achieved. Traditional locks can support more complex synchronization mechanisms, such as read-write locks, pessimistic locks, etc.

6. Application scenarios of CAS:

Application of CAS in Concurrent Data Structure

  1. High-performance queues (such as lock-free queues, lock-free stacks):

    • CAS can be used to implement a lock-free queue (Lock-Free Queue) or a lock-free stack (Lock-Free Stack). In the queue, multiple threads can perform dequeue (Dequeue) and enqueue (Enqueue) operations at the same time without using traditional locks to protect critical sections.
    • Using CAS, a thread can try to atomically update the head pointer and tail pointer of the queue. If the update fails, it means that other threads have modified the pointer. At this time, the thread can retry the operation until the update succeeds.
    • This lock-free design avoids competition and blocking between threads, and improves the concurrent performance and responsiveness of the queue.
  2. Counters (e.g. lock-free counters):

    • CAS can be used to implement a lock-free counter, allowing multiple threads to increment or decrement the counter at the same time.
    • Using CAS, a thread can attempt to atomically update the value of the counter. If the update fails, other threads have already modified the counter and the operation can be retried until the update succeeds.
    • The lock-free counter avoids the overhead of using traditional locks for mutual exclusive access, providing higher concurrency performance.
  3. Other concurrent data structures:

    • CAS can also be applied to other concurrent data structures, such as lock-free hash tables, skip tables, etc. By using CAS to achieve the atomicity of read and update operations, performance bottlenecks caused by traditional locks can be avoided.
    • In these data structures, CAS is used to implement pointer updates between nodes, and atomic operations on node values ​​and tags.

It should be noted that the application of CAS in concurrent data structures needs to fully consider thread safety and consistency. During design and implementation, race conditions and conflicts need to be carefully handled to ensure data structure correctness and thread safety.

In summary, the application of CAS in high-performance queues, counters, and other concurrent data structures allows multiple threads to perform atomic operations on data at the same time, avoiding performance bottlenecks and thread blocking problems caused by traditional locks, and providing better Concurrency performance and scalability.

Application examples of CAS in lock-free algorithm and concurrent programming

  1. Application examples of lock-free algorithms:
    a. Lock-Free Queue: CAS can be used to implement lock-free queues and implement thread-safe Enqueue and Dequeue operations. Multiple threads can perform enqueue and dequeue operations at the same time without using traditional locking mechanisms. By using CAS to update the head pointer and tail pointer of the queue, the thread can guarantee the atomicity of the operation through spin retry.

    b. Lock-free hash table: CAS can be used to implement a lock-free hash table, allowing multiple threads to simultaneously access and modify data in the hash table. By using CAS to update the node pointers in the hash table, threads can perform insertion, deletion, and search operations concurrently, avoiding the competition and serialization problems caused by traditional locks.

  2. Application examples in concurrent programming:
    a. State management: CAS can be used to implement state management, such as setting, resetting and checking operations of flag bits. Multiple threads can check and modify the shared flag bits through CAS operations, so as to realize the synchronization and control of the concurrent state.

    b. Counter: CAS can be used to implement concurrent counters, allowing multiple threads to increase or decrease the value of the counter at the same time. By using CAS to atomically update the value of the counter, threads can operate on the counter concurrently, avoiding the mutual exclusion access and serialization problems caused by traditional locks.

    c. Data structure update: CAS can be used to implement concurrent data structure update operations. For example, in a skip list (Skip List), CAS can be used to insert, delete, and modify nodes to ensure the atomicity and thread safety of the operation.

It should be noted that the application of CAS in lock-free algorithms and concurrent programming requires careful handling of race conditions and conflicts, as well as ensuring data structure correctness and thread safety. In the process of design and implementation, issues such as atomicity, sequence, and consistency need to be considered to ensure the correctness and reliability of concurrent operations.

7. Limitations and Precautions of CAS

Performance Impact of CAS in High Concurrency Scenarios

CAS (Compare-and-Swap) can provide better performance in high-concurrency scenarios, but it is also affected by some factors.

  1. Conflicts and competitions: In high concurrency scenarios, when multiple threads try to use CAS to update the same variable at the same time, conflicts and competitions may occur. This will cause the CAS operation of some threads to fail and need to be retried. The retry process consumes additional computing resources and time, reducing performance.

  2. Spin waiting: When the CAS operation fails, the thread usually uses the spin waiting method to continuously try the CAS operation until it succeeds. Spin waiting can reduce the overhead of thread switching, but if there are too many retries or frequent conflicts, it will reduce the overall performance.

  3. CPU's atomicity guarantee: CAS operations are usually implemented through atomic instructions provided by the CPU. In a high-concurrency scenario, if the CPU supports a limited number of atomic instructions, multiple threads may compete for the same atomic instruction at the same time, which increases the probability of conflict and competition and affects performance.

  4. Cache coherency overhead: On multi-core processors, each CPU core has its own cache. When multiple threads access the same variable concurrently, it may incur cache coherency overhead. When one thread updates a variable, that variable in the caches of other threads may need to be updated consistently, which adds additional overhead and latency.

Although CAS may be affected by the above factors in high concurrency scenarios, CAS still has some advantages over traditional lock mechanisms:

  • Non-blocking: The CAS operation is non-blocking, and the thread does not need to be blocked or wait for the release of resources, and can continue to perform other operations. This reduces the overhead of thread switching and context switching.
  • Atomic operations: CAS operations are atomic, ensuring data consistency and thread safety.
  • Scalability: CAS operations can provide better scalability in a multi-threaded environment, because it allows multiple threads to operate on shared data at the same time, reducing the overhead of competition and serialization.

Although CAS will be affected by conflicts, competition, spin waiting, and cache consistency overhead in high-concurrency scenarios, it still has better performance and scalability than traditional lock mechanisms. In practical applications, it is necessary to test and optimize according to specific conditions to ensure that the performance of CAS reaches the best state.

Thread safety issues and applicability limitations that need to be paid attention to when using CAS

When using CAS (Compare-and-Swap), you need to pay attention to the following thread safety issues and applicability limitations:

  1. Conflicts and race conditions: Since CAS operations are optimistic concurrency control, conflicts and races may occur when multiple threads try to modify the same variable at the same time. This will cause some threads' CAS operations to fail and require retries. Therefore, when designing CAS operations, you need to consider concurrency conflicts and race conditions, and choose an appropriate retry strategy.

  2. ABA problem: CAS operations can only compare and exchange the values ​​of atomic variables, but cannot detect the change process of variable values. This can lead to ABA problems. The ABA problem means that during the CAS operation, the value of the variable undergoes a change from A to B and then to A, causing the CAS operation to succeed, but in fact the state of the variable has changed. To solve the ABA problem, CAS operations with version numbers or timestamps can be used so that when comparing values, the version numbers or timestamps are compared at the same time.

  3. Circular wait and spin: When the CAS operation fails, the thread usually uses the spin wait method to keep trying the CAS operation until it succeeds. However, if there are too many retries or frequent conflicts, a lot of CPU resources will be wasted. Therefore, when designing CAS operations, it is necessary to pay attention to reasonably setting the number and conditions of spin waiting to avoid unnecessary spins.

  4. Applicability limitations: CAS operations are suitable for certain types of situations, such as updates to simple atomic variables. But for complex data structure updates, CAS may be complicated or impossible. Therefore, when using CAS, you need to ensure that it can meet business needs, and consider other concurrency control mechanisms, such as locks or read-write locks.

  5. Cache coherency: In multi-core processors, since each CPU core has its own cache, CAS operations may involve cache coherency overhead. When one thread updates a variable, that variable in the caches of other threads may need to be updated consistently, which adds additional overhead and latency. Therefore, in high concurrency scenarios, it is necessary to evaluate the impact of CAS operations on cache consistency and optimize accordingly.

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Origin blog.csdn.net/u012581020/article/details/132165800